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Anti Money Laundering-FAQ
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Risk Disclosure Document
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Guidance Note
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Policy on Cyber Security & Cyber Resilience framework
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Policy on ERROR Account
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Policy on Risk Management and Surveillance
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Arbitration Mechanism of Stock Exchanges
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Guidelines for Identification of Beneficial Ownership
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Disclosure of Proprietary Trading
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Policy on Anti-money Laundering
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Policy on Circulation of Unauthenticated News
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Policy on CONFLICT OF INTEREST
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Policy on Actual Settlement of funds & securities
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Most Important Terms and Conditions (MITC)
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Good Till Date Policy
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Advisory for Investors
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BSE AND NSE CIRCULAR
BSE CIRCULAR
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NSE CIRCULAR
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BO GREVIANCE
April 2025
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May 2025
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June 2025
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July 2025
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August 2025
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DP Investor Complaint
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DP Investor Charter
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Handling Investor Grievance
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Attention Investors
# Prevent unauthorised transactions in your trading/demat account- Update your mobile number/email ID with your stock broker/depository participant. Receive information of your transactions/alerts directly from Exchange/Depository on your mobile/email at the end of the day. # KYC is a one-time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. # Investors don't need to issue cheques while subscribing to IPOs. Just write your bank account number and sign the application form to authorise your bank to make a payment on your behalf in case of allotment. You don't have to worry about refunds as the money remains in the investor's account. # Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. # Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. # Pay 20% upfront margin of the transaction value to trade in cash market segment. # Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard. # Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. # Investors may contact their respective stockbrokers / depository participants for updation of details in their trading / demat account. # The investors are hereby requested to comply with the regulatory guidelines issued by Exchanges and Depositories from time to time with regard to KYC compliance and related requirements.